IT Security Assessment for Investment Advisor

A leading multi-family office and an independent investment advisor, the company was established to service clients with their investment and life needs.


«AdNovum exceeded our expectations on every occasion.»

COO & Head of Compliance

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The project

The client was seeking professional insights into whether their existing processes around managing their new financial assets / products were secure, hence they consulted AdNovum regarding their IT security risks. They wanted to assure stakeholders of the level of IT security within the company.

  • The goal: To secure and prepare the processes, tools and people involved in the management of new financial assets / products in close cooperation with both business and IT units.
  • The process: In a first step, AdNovum evaluated the IT requirements around management of the new financial assets. In a second step, it recommended and provided support in implementing IT security controls. It also supported the launch of the new asset trading.
  • The result: Processes are streamlined, yet still secure and accepted by the client. Operations were presented and walked through with the regulator. In addition, a regular security checklist and a governance framework are now in place. All recommendations are based on ISO 27001/27002.

The benefits

Benefits for the client:

  • Increased stakeholders’ confidence on IT security
  • Increased management’s confidence and awareness on IT security risks
  • Addressed critical risks identified
  • Improved security posture of the people, processes and tools handling the assets

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Le client

The client is a leading multi-family office and an independent investment advisor, established to service clients with their investment and life needs

 

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N’hésitez pas à nous contacter si vous avez des questions ou si vous souhaitez parler à l’un de nos conseillers expérimentés. Nous serons ravis de vous aider.

Kornel Wassmer, Managing Director Banking

Kornel Wassmer Managing Director Banking

Kenny Seah Principal Head of IAM & Security Consulting